PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
Episodes
Thursday Sep 23, 2021
Whistleblower Tips: Advice from a Former Chief of the SEC’s Whistleblower Office
Thursday Sep 23, 2021
Thursday Sep 23, 2021
Whistleblower tips are streaming into the SEC, so it’s critically important for companies to develop effective parallel internal reporting systems. Jane Norberg, a partner at Arnold & Porter who previously served as the Chief of the SEC’s Whistleblower Office, chats with Chris and Kurt about the state of the SEC’s whistleblower program and how companies should encourage, triage and investigate whistleblower tips.
Link to podcast page on PLI.edu
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