inSecurities

The SEC Then and Now – A Brief History of the SEC and a Visit with the SEC Historical Society

August 27, 2020

In this episode of PLI's inSecurities Podcast, Chris and Kurt discuss the legislation that created the SEC during the Great Depression, the evolution of the Commission in the decades since, and the increasingly prominent role of the SEC’s Enforcement Division. In addition, Jim Barratt, a Trustee at the SEC Historical Society, talks about the Society’s mission and shares resources available to practitioners in the securities industry.

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