PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
Episodes
Thursday Oct 19, 2023
Thursday Oct 19, 2023
After their discussion on CFTC enforcement, Kurt and CFTC Commissioner Caroline D. Pham discussed the current state of crypto regulation in the United States and the CFTC’s role in policing the digital assets marketplace. Tune in for the second installment of Commissioner Pham’s interview on the inSecurities podcast.
For more insights from Commissioner Pham on crypto regulation:
- On speaking orders in enforcement actions
- On self-reporting and cooperation
- On management accountability
- On examination by enforcement
- On “insider trading” in derivatives markets
- On administrative enforcement proceedings
- On leadership and ethics