PLI’s in-depth podcast examining changes to securities rules, regulations, and cases from a practitioner’s perspective in both law and accounting.
Episodes
Thursday Mar 26, 2020
Thursday Mar 26, 2020
Link to the podcast page on the PLI website.
PLI’s SEC Institute gathers and disseminates relevant SEC, PCAOB, FASB, and legal industry updates on a quarterly basis with the SEC Institute Newsletter. On this episode of inSecurities, Chris and Kurt discuss the most recent newsletter with George Wilson, Director of the SEC Institute, with a focus on new pronouncements regarding SEC Filings and Management’s Discussion & Analysis, Shareholder Proposal rulemaking, LIBOR transition, ESG disclosures, and a brief discussion of COVID-19 and its impact on the financial and legal world.
On this episode, Chris, Kurt and George talk a little bit about the regulatory response to the coronavirus (COVID-19) and how public companies should be thinking about related disclosures. We recognize that COVID-19 presents a novel and fluid situation, and there have been further developments since we recorded this episode. For the latest updates on the SEC’s coronavirus response, click here. And for the latest updates from FINRA, click here.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.
Thursday Mar 12, 2020
Thursday Mar 12, 2020
On this episode of inSecurities, Kurt and Chris discuss whistleblower rules and the explosion of tips from whistleblowers to the SEC and other government agencies in recent years. Joining them on this episode is Matt Stock, a Washington D.C. attorney who represents whistleblowers before the SEC and other regulatory agencies.
Please note: CLE and CPE credit are not offered for listening to this podcast, and the views and opinions expressed within represent those of the speakers and not necessarily those of PLI.